SEC Intelligence: what public companies just disclosed

Public companies have to tell regulators when something important happens: a leader leaves, a big deal is signed, a loan goes bad. SEC Intelligence reads those reports for you and tells you in plain words what changed and what to do about it.

The reports come from the SEC. Public companies file a short report, called an 8-K, within days of a major event, and longer quarterly and annual reports, called 10-Qs and 10-Ks. They are long and written by lawyers. Fundz summarizes each one, pulls out the people and numbers mentioned, and flags the ones that point to growth, leadership change or financial pressure.

Why it matters to you

• Selling: a new executive, a major agreement or an acquisition at a public company is a reason to reach out, with the details already in hand.
• Account management: know when a client's leadership changes, or when their finances start to slip, before it reaches you as a cancelled renewal.
• Recruiting: see when a senior seat is empty and still unfilled.
• Investing and advisory: see which companies are showing signs of financial pressure, red flags or improving results.

Find it

In the left menu, open SEC Intelligence, or go straight to SEC Intelligence. The page has four tabs, and each is also a link in the menu.

Daily Briefing

The first tab is a summary of what changed across recent filings. Tell Fundz what you do under Personalize your daily brief, then read:

• Companies on the Move: companies whose filings point to growth or big changes.
• What Changed in the Filings: the notable shifts in what companies are reporting.
• Companies in Trouble: weakening results, signs of financial pressure and red flags.
• Top Topics and sentiment: what companies are talking about, and whether the tone is getting better or worse. Switch between the last 3, 6 or 12 months.

8-K Filings: major events as they are reported

1. Click the 8-K Filings tab.
2. Click a quick filter to see one kind of event: Executive Change, Material Agreement, Acquisition/Disposition, Agreement Terminated, Debt Obligation, Default/Covenant Violation, Auditor Change, Delisting Notice, Bankruptcy or Change in Control.
3. For leadership changes, tick Exclude routine director re-elections to cut the noise, or use Multi-exit shakeups and Unfilled departures only to find companies that lost several leaders or still have an empty seat.
4. Use Add/Edit filters for Location, Industry, Filing Date, Company size and Exec Role.
5. Click a filing to open it.

Each filing page gives you:

• An AI Executive Summary, Key Takeaways and Business Implications in plain words
• Key Details: the people and the dollar figures mentioned
• A Recommended Action, and contacts at the company so you can act on it
• The risk level and tone of the filing, related filings from the same company, and a link to the original

10-K/10-Q Analysis: the health of a company

Quarterly and annual reports show whether a company is getting stronger or weaker. The 10-K/10-Q Analysis tab scores each report's risk as High, Medium or Low, shows whether the company is Improving, Stable or Deteriorating, and counts red flags. Filter to High Risk, Deteriorating or Red Flags to find companies under pressure. Open a report to see the red flags found, positive developments and how its risks changed.

Keyword Trends: what companies are talking about

Track up to five words or phrases, like "tariffs", "restructuring" or "AI", across all three kinds of filings over 6, 12 or 24 months, and see which companies mention them. Useful for spotting a market-wide worry, or finding every company talking about the problem you solve.

Stay on top of it

• Click the heart on a filing to keep it in Saved Events.
• Open the company to see its full company profile, add it to My targets, and write to the right person with SmartSend.
• Leadership changes from filings also appear in Executives, and major agreements in Agreements.

Plans

The 8-K Filings tab and the Daily Briefing overview come with every paid plan. The 10-K/10-Q Analysis and Keyword Trends tabs, and the company lists and contacts in the Daily Briefing, are on Pro and Strategic. See Plans & Pricing. CSV export is not available for 8-K filings yet.