Position
Chief Compliance Officer
Company
Carl Marks Securities
New YorkFinancial ServicesFinanceLendingBankingDescription
Carl Marks Securities announces the appointment of Jon Roberts as Chief Compliance Officer. Roberts will lead CMS's compliance arm as it evolves to meet increasing regulatory expectations.
Other recent leadership changes in Financial Services and Finance
Executive moves at companies in the same sectors within 45 days, from Fundz verified event records.
- JPMorgan Chase Appoints Taehee Park as Head of Securities Services (March 19, 2024)
- Northern Trust Appoints Paul Smith as Chief Operating Officer of Global Fund Services (March 19, 2024)
- Wayne Bank Appoints Joseph W. Adams as Senior Vice President and Director of Wealth Management and Investment Services (March 19, 2024)
- Comerica Names Larry Franco as Executive Vice President, National Director of Retail Banking & Operations (March 18, 2024)
- DTCC Names Sharon Biran as Managing Director and Chief Client Officer (March 18, 2024)
- Southern States Bancshares Names Lynn Joyce as Chief Operating Officer and Greg Smith as Chief Risk Officer (March 21, 2024)
Who to call at Carl Marks Securities, and when
A new leader at Carl Marks Securities brings new priorities and often new vendors. The first weeks are when they listen.
- An alert the day Carl Marks Securities raises, hires an executive or expands, scored against what you sell
- The decision-makers there, with verified emails
- Who you already know at Carl Marks Securities, from your own LinkedIn network
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Fundz sees it the moment Carl Marks Securities changes its leadership, hires an exec or expands, usually minutes after it happens, and tells you who to reach.
Carl Marks Securities changed its leadership. Fundz had it the day it was filed, with the decision-maker at the company attached.
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