Regulatory Intelligence Compliance Solutions Inc. extends the Early Access Program for GAIA | RIA™, an AI-driven platform for investment advisers to manage their Rule 206(4)-7 Annual Review.
Jul 08, 2026
New YorkInformation TechnologySoftwareArtificial IntelligenceSaasEnterprise Software
Product Description
The GAIA | RIA™ platform is designed for registered investment advisers to plan, execute, and document their compliance reviews. Its early access program has been extended due to high demand from investment advisers.
Company Information
Company
Regulatory Intelligence Compliance Solutions
Location
New York, New York, United States
About
Regulatory Intelligence Compliance Solutions Inc. (RICS) is a leading SaaS provider of SEC/FINRA compliance software platforms, dedicated to helping banks and broker-dealer firms navigate the complex regulatory landscape. Since its founding in 2008, RICS has evolved into a provider of AI-driven auditing and risk management technologies. The company aims to empower organizations by revolutionizing compliance through advanced technology, cutting costs, and enhancing operational performance. RICS stands as the first and only provider of end-to-end AI audit and risk management technologies.
Fundz sees it the moment Regulatory Intelligence Compliance Solutions ships something new, hires an exec or expands, usually minutes after it happens, and tells you who to reach.
New YorkInformation TechnologySoftwareArtificial IntelligenceSaasEnterprise Software