Regulatory Intelligence Compliance Solutions
New York, New York, United States · Artificial Intelligence, Enterprise Software, Information Technology
Regulatory Intelligence Compliance Solutions Inc. (RICS) is a leading SaaS provider of SEC/FINRA compliance software platforms, dedicated to helping banks and broker-dealer firms navigate the complex regulatory landscape. Since its founding in 2008, RICS has evolved into a provider of AI-driven auditing and risk management technologies. The company aims to empower organizations by revolutionizing
Key facts
- Headquarters
- New York, New York, United States
- Employees
- Unknown
- Industries
- Artificial Intelligence, Enterprise Software, Information Technology
- Status
- Private
- Website
- regulatoryintelligence.com
- Company page
Recent activity at Regulatory Intelligence Compliance Solutions
- : Regulatory Intelligence Compliance Solutions Inc. extends the Early Access Program for GAIA | RIA™, an AI-driven platform for investment advisers to manage their Rule 206(4)-7 Annual Review.
- : Regulatory Intelligence Compliance Solutions Inc. launched GAIA™, an AI-powered compliance audit technology to improve efficiency and reduce costs for businesses.
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About Regulatory Intelligence Compliance Solutions: questions and answers
What does Regulatory Intelligence Compliance Solutions do?
Regulatory Intelligence Compliance Solutions Inc. (RICS) is a leading SaaS provider of SEC/FINRA compliance software platforms, dedicated to helping banks and broker-dealer firms navigate the complex regulatory landscape. Since its founding in 2008, RICS has evolved into a provider of AI-driven auditing and risk management technologies. The company aims to empower organizations by revolutionizing
Where is Regulatory Intelligence Compliance Solutions headquartered?
Regulatory Intelligence Compliance Solutions is headquartered in New York, New York, United States.
What is the latest news on Regulatory Intelligence Compliance Solutions?
On Jul 08, 2026, Regulatory Intelligence Compliance Solutions Inc. extends the Early Access Program for GAIA | RIA™, an AI-driven platform for investment advisers to manage their Rule 206(4)-7 Annual Review.
Source: Fundz records from SEC filings, press releases and company announcements. How Fundz measures data accuracy