Purshe Kaplan Sterling Investments
Albany, NY
Purshe Kaplan Sterling Investments of Albany, NY is the broker of record on 20 Form 5500 Schedule A filings covering 14 employer benefit plans across 9 states, with $261,137 in reported broker commissions (plan year 2025).
Quick answer
Purshe Kaplan Sterling Investments (Albany, NY) is the broker of record for 14 employer benefit plan sponsors on 20 Form 5500 Schedule A filings, plan year 2025.
- How many employer clients does Purshe Kaplan Sterling Investments have?
- Purshe Kaplan Sterling Investments is named as broker on Form 5500 Schedule A filings for 14 distinct plan sponsors in 9 states.
- Who are Purshe Kaplan Sterling Investments's largest employer clients?
- By plan participants, the largest include Futureplan Fiduciary Services, LLC (196,164 participants), Principal Life Insurance Company (161,040 participants) and Morris Furniture Co., Inc. (238 participants).
- How much does Purshe Kaplan Sterling Investments earn in commissions?
- Insurers reported $261,137 in broker commissions and $42,625 in fees paid to Purshe Kaplan Sterling Investments for plan year 2025, per Schedule A Part 1.
- Where is Purshe Kaplan Sterling Investments located?
- Purshe Kaplan Sterling Investments is based in Albany, NY and has employer clients in 9 states.
Source: Fundz verified event record.
Employer clients
Plan sponsors naming Purshe Kaplan Sterling Investments on a Form 5500 Schedule A, largest first. Sponsor name, state, participant count and plan year end come directly from the filing.
| Employer | State | Participants | Plan year end |
|---|---|---|---|
| Futureplan Fiduciary Services, LLC | MA | 196,164 | 2025-12-31 |
| Principal Life Insurance Company | IA | 161,040 | 2024-12-31 |
| Morris Furniture Co., Inc. | OH | 238 | 2025-12-31 |
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Form 5500 Schedule A Part 1 (broker of record), 2024 to 2025 plan years. Source: U.S. Department of Labor EFAST2. Commission and fee figures are as reported by the plan's insurer on Schedule A Part 1 and are not adjusted.