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Shareholder VoteItem 5.07 · 8-KLOW RiskPositive

SARATOGA INVESTMENT CORP.

Shareholders voted on something at a meeting. An 8-K is the notice a US public company must file within four business days of a major event.

Filed: Sep 22, 2026CIK: 0001377936Financial Services
View on SEC.gov

AI Executive Summary

AI-powered analysis of 8-K filing content

Saratoga Investment Corp. held its 2026 Annual Meeting of Stockholders on September 22, 2026, where shareholders voted to elect two directors and ratify the independent auditor. Both proposals passed with strong support, ensuring continuity in board governance and audit oversight.

Key Takeaways

Two directors were elected to the board: G. Cabell Williams (4,909,018 votes for, 540,613 withheld) and Henri J. Steenkamp (5,064,023 votes for, 385,608 withheld), serving until the 2029 Annual Meetin

Ernst & Young LLP was ratified as the independent registered public accounting firm for fiscal year ending February 28, 2026, with 11,053,928 votes in favor versus 199,531 against

2 more takeaways

Filing Overview

Form Type8-K
Filing DateSep 22, 2026
Item5.07
CategoryShareholder Vote
CIK0001377936
Accession #0001213900-26-102370
Risk LevelLOW
SentimentPositive
Signalinformational
Topics
board change

What This Means

Shareholders have voted on proposals. Check results for director elections, compensation plans, or strategic decisions.
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SARATOGA INVESTMENT CORP. filed with the SEC. Fundz turns 8-K material events into an alert with the right executive attached.

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