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10-KMEDIUM RiskSTABLE

SARATOGA INVESTMENT CORP.

Filed: May 5, 2026 CIK: 0001377936
View original filing on SEC.gov

AI Executive Summary

AI-powered analysis of 10-K filing content

Saratoga Investment Corp is a specialty finance company focused on middle-market lending with $1.14 billion in assets across 49 portfolio companies as of February 2026. The company maintains its core strategy of investing in leveraged loans and mezzanine debt to companies with $2-50 million EBITDA, with external management by Saratoga Investment Advisors.

Red Flags Detected (4)

Portfolio concentrated in below investment grade 'junk' rated leveraged loans with higher default risk

Saratoga CLO investment has zero fair value ($0.0 million), indicating potential writedown

Up to 30% allocation allowed for opportunistic investments including distressed debt and bankruptcy securities

1 more red flag detected

Key Takeaways

Business Development Company (BDC) structure operating in competitive middle-market lending space

Diversified portfolio across 49 companies reduces concentration risk

2 more takeaways

Filing Overview

Form TypeAnnual Report (10-K)
Filing DateMay 5, 2026
Risk LevelMEDIUM
TrendSTABLE
AI Confidence75%
Red Flags4

What This Means

Annual Report: Comprehensive filing covering the full fiscal year with audited financial statements.

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