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Benefits Intelligence/Broker Directory/California

United Capital Fin. Advise

Newport Beach, CA

United Capital Fin. Advise of Newport Beach, CA is the broker of record on 11 Form 5500 Schedule A filings covering 5 employer benefit plans across 3 states, with $76,204 in reported broker commissions (plan year 2015).

Employer clients
5
distinct plan sponsors
Schedule A filings
11
States served
3
Reported commissions
$76,204
plan year 2015
Reported fees
$91,793

Employer clients

Plan sponsors naming United Capital Fin. Advise on a Form 5500 Schedule A, largest first. Sponsor name, state, participant count and plan year end come directly from the filing.

EmployerStateParticipantsPlan year end
U.S. Holdings, Inc.FL3292011-07-31
Blumberg Industries, Inc.FL2312015-12-31
Dixon Ticonderoga CompanyFL682010-12-31
2 more employer clients are on this firm's record, with the month each plan comes up again. See the full client list

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Every US employer benefit plan with its broker of record, reported commissions, participant count and renewal month, read from the most recent Form 5500 Schedule A and joined to funding rounds, executive hires and layoff notices.

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Form 5500 Schedule A Part 1 (broker of record), 2024 to 2025 plan years. Source: U.S. Department of Labor EFAST2. Commission and fee figures are as reported by the plan's insurer on Schedule A Part 1 and are not adjusted.