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Benefits Intelligence/Broker Directory/Louisiana

Capital One Investment Services LLC

New Orleans, LA

Capital One Investment Services LLC of New Orleans, LA is the broker of record on 24 Form 5500 Schedule A filings covering 13 employer benefit plans across 3 states, with $115,534 in reported broker commissions (plan year 2016).

Employer clients
13
distinct plan sponsors
Schedule A filings
24
States served
3
Reported commissions
$115,534
plan year 2016
Reported fees
$8,086

Employer clients

Plan sponsors naming Capital One Investment Services LLC on a Form 5500 Schedule A, largest first. Sponsor name, state, participant count and plan year end come directly from the filing.

EmployerStateParticipantsPlan year end
Board Of Trustees Ssoba Defined ContributionNY4322015-12-31
Pay-Less Supermarket, IncLA2422011-12-31
First Guaranty Bank, Inc.LA2362013-12-31
10 more employer clients are on this firm's record, with the month each plan comes up again. See the full client list

Know who holds the account, and when it renews.

Every US employer benefit plan with its broker of record, reported commissions, participant count and renewal month, read from the most recent Form 5500 Schedule A and joined to funding rounds, executive hires and layoff notices.

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Form 5500 Schedule A Part 1 (broker of record), 2024 to 2025 plan years. Source: U.S. Department of Labor EFAST2. Commission and fee figures are as reported by the plan's insurer on Schedule A Part 1 and are not adjusted.