Capfinancial Securities LLC
Raleigh, NC
Capfinancial Securities LLC of Raleigh, NC is the broker of record on 19 Form 5500 Schedule A filings covering 16 employer benefit plans across 8 states, with $227,829 in reported broker commissions (plan year 2025).
Employer clients
Plan sponsors naming Capfinancial Securities LLC on a Form 5500 Schedule A, largest first. Sponsor name, state, participant count and plan year end come directly from the filing.
| Employer | State | Participants | Plan year end |
|---|---|---|---|
| The Mount Sinai Medical Center | NY | 46,304 | 2024-12-31 |
| Maimonides Medical Center | NY | 8,074 | 2024-12-31 |
| Nuvance Health | CT | 2,628 | 2024-12-31 |
Know who holds the account, and when it renews.
Every US employer benefit plan with its broker of record, reported commissions, participant count and renewal date — from Form 5500 Schedule A, joined to funding rounds, executive hires and layoff notices.
Other benefits brokers in North Carolina
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Form 5500 Schedule A Part 1 (broker of record), 2024–2025 plan years. Source: U.S. Department of Labor EFAST2. Commission and fee figures are as reported by the plan's insurer on Schedule A Part 1 and are not adjusted.